Slide transcript#

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Lecture 2 - Maps and Morse Function Preliminaries#

Where were we?

  • Basics of topology - open, closed, connected,

  • Maps \(f: A \to B\)

Maps#

Maps

Definition: A function \(f : T \to U\) is continuous if for every open set \(Q \subseteq U\), \(f^{-1} (Q)\) is open. Continuous functions are also called maps. Ex1. \(f:\mathbb{R} \to \mathbb{R}\), \(f(x) = x^2\) Ex2. \(g: \mathbb{R} \to \mathbb{R}\) \(g(x) = \lfloor x \rfloor\) Embedding

Definition: A map \(g : T \to U\) is an embedding of T into U if g is injective.

Injective (1-1): \(f(x) = f(y)\) iff \(x=y\) Ex1. \(f:\mathbb{R} \to \mathbb{R}\), \(f(x) = x^3\) Ex2. \(g: \mathbb{S}^1 \to \mathbb{R}^2\) Homeomorphism

Definition: Let \(T\) and \(U\) be topological spaces.

A homeomorphism is a bijective map \(h : T \to U\) whose inverse is also continuous.

Two topological spaces are homeomorphic if there exists a homeomorphism between them. image Homeomorphism: Cheap trick

If \(T\) and \(U\) are compact metric spaces, every bijective map from \(T\) to \(U\) has a continuous inverse.

Homotopy

Definition: Let \(g : X \to U\) and \(h : X \to U\) be maps.

A homotopy is a map \(H : X \times [0, 1] \to U\) such that \(H(\cdot, 0) = g\) and \(H(\cdot, 1) = h\).

Two maps are homotopic if there is a homotopy connecting them.

Annulus example - Homotopy Annulus: \(A = \{ (\theta,r) \mid 1 \leq r \leq 2\}\). Circle: \(\mathbb{S}^1 = \{ (\theta,r) \mid r = 1\}\) \(g : A \to A\) identity. \(h : A \to A\), \(h(\theta,r) = (\theta,1)\). Show \(R(\theta, r, t) = (\theta,(1-t)r+t)\) is a homotopy. Homotopy equivalent

Definition: Two topological spaces \(T\) and \(U\) are homotopy equivalent if there exist maps \(g : T \to U\) and \(h : U \to T\) such that \(h \circ g\) and \(g \circ h\) are homotopic to the appropriate identity maps.

Annulus example - Homotopy equivalent Show \(A\) is homotopy equivalent to \(\mathbb{S}^1 \subset A\) Retract

Definition: Let \(T\) be a topological space, and let \(U \subset T\) be a subspace.

A retraction \(r\) of \(T\) to \(U\) is a map \(r:T \to U\) such that \(r(x) = x\) for every \(x \in U\). Ex: Annulus to circle Deformation retract

Definition: The space \(U \subseteq T\) is a deformation retract of \(T\) if the identity map on \(T\) can be continuously deformed to a retraction with no motion of the points already in \(U\).

Specifically, there is a homotopy \(R : T \times [0, 1] \to T\) such that

  • \(R(\cdot, 0)\) is the identity map on \(T\),

  • \(R(\cdot, 1)\) is a retraction of \(T\) to \(U\), and

  • \(R(x, t) = x\) for every \(x \in U\) and every \(t \in [0, 1]\).

Annulus example: Deformation retract \(R(\theta, r, t) = (\theta,(1-t)r+t)\).

Check that \(R\) satisfies the three properties to be a deformation retract. Why do I care?

If \(U\) is a deformation retract of \(T\), then \(T\) and \(U\) are homotopy equivalent. Ex. 1 image

Ex.2 A to O TRY IT: Alphabet Divide the alphabet into equivalence classes: collections of letters that are all homotopy equivalent to every other letter in their collection.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Manifolds

Manifold definition

Definition: A topological space \(M\) is an \(m\)-manifold if every point \(x \in M\) has a point homeomorphic to the \(m\)-ball \(\mathbb{B}_o^d\) or the \(m\)-hemisphere \(\mathbb{HQ}^d\). \(\mathbb{B}_o^d = \{ y \in \mathbb{R}^{d} \mid \|y\| < 1\) \(\mathbb{HQ}^d = \{y \in \mathbb{R}^d \mid d(y,0)<1 \text{ and } y_d \geq 0\}\).

image More manifold vocab

  • Manifold with/without boundary

  • Surface: 2-manifold subspace of \(\mathbb{R}^d\)

  • Non-orientable: can start at point \(p\), stand on one side of the manifold and walk back to \(p\) but be on the other side

  • Loop: 1-manifold without boundary

  • Genus: of a surface is \(g\) if \(2g\) is the maximum number of loops that can be removed without disconnecting the surface.

  • Smooth embedded manifold: No wrinkles, no zero directional derivative Gradients

Definition: Given a smooth function \(f:\mathbb{R}^d \to \mathbb{R}\), the gradient vector field \(\nabla f:\mathbb{R}^d \to \mathbb{R}^d\) at \(x\) is: $$\nabla f (x) = \left[ \frac{\partial f}{\partial x_1}(x), \cdots, \frac{\partial f}{\partial x_d}(x) \right]

\[ \begin{align}\begin{aligned}*Note: This definition can be extended to more general settings $f:M \to \mathbb{R}$.* Ex. $f:\mathbb{R}^2 \to \mathbb{R}$, $f(x_1,x_2) = x^2+y^2$ at $(0,0)$ and $(1,0)$ Critical points\\- Points in $\mathbb{R}^d$ where $\nabla f(p) = [0,\cdots,0]$\\![image](../Figures/Fig1p9.png) "Nice" critical points\\**Definition:** For a smooth $m$-manifold $M$, the Hessian matrix of $f:M \to \mathbb{R}$ is the matrix of second order partial derivatives\\![image](../Figures/Def1p27.png)\\A critical point of $f$ is non-degenerate if the Hessian is non-singular (has non-zero determinant); otherwise it is degenerate.\\TRY IT: Saddle Ex. $f:\mathbb{R}^2 \to \mathbb{R}$, $f(x,y) = x^2 - y^2$. Is the critical point at the origin degenerate?\\Interactive plot: <https://www.desmos.com/3d/cw0km8przc> TRY IT: Monkey saddle Ex. $f:\mathbb{R}^2 \to \mathbb{R}$, $f(x,y) = x^3 - 3xy^2$. Is the critical point at the origin degenerate?\\Interactive plot: <https://www.desmos.com/3d/cw0km8przc> Morse lemma\\::: theorem Given a smooth function $f: M \to \mathbb{R}$ defined on a smooth $m$-manifold $M$, let $p$ be a non-degenerate critical point of $f$.\\There is a local coordinate system in a neighborhood $U(p)$ so that\\- $U(p) = (0,\cdots,0)$\\- Locally any $x$ is of the form $$f(x) = f(p) - x_1^2 - \cdots - x_s^2 + x_{s+1}^2 + \cdots + x_m^2.\end{aligned}\end{align} \]

In this case, the integer \(s\) is called the index of the critical point \(p\).

Back to critical points image Morse Functions

Definition: A smooth function \(f:M \to \mathbb{R}\) defined on a smooth manifold \(M\) is a Morse function if

  • none of \(f\)’s critical points are degenerate

  • the critical points have distinct function values. Why do I care? Every function is almost Morse. Morse Functions and sublevelsets

image Homework for next time

Choose one of the following to present.

  1. DW 1.6.9

  2. DW 1.6.10

  3. DW 1.6.12